An
Address Delivered to the Members of the Bridgnorth Institute
May 28, 1877 by Lord Acton
When Constantine the Great carried the seat
of empire from Rome to Constantinople, he set up in the marketplace of the new
capital a porphyry pillar, which had come by raft and rail from Egypt, and of
which a strange tale is told. In a
vault beneath he secretly buried the seven sacred emblems of the Roman State,
which were guarded by the virgins in the temple of Vesta, with the fire that
might never be quenched. On the summit,
he raised a statue of Apollo, representing himself, and enclosing a fragment of
the Cross; and he crowned it with a
diadem of rays consisting of the nails employed at the Crucifixion, which his
mother was believed to have found at Jerusalem.
The pillar still stands, the most significant
monument that exists of the converted empire;
for the notion that the nails which had pierced the body of Christ
became a fit ornament for a heathen idol as soon as it was called by the name
of a living emperor, indicates the position designed for Christianity in the
imperial structure of Constantine.
Diocletian’s attempt to transform the Roman government into a despotism
of the Eastern type had brought on the last and most serious persecution of the
Christians; and Constantine, in
adopting their faith intended neither to abandon his predecessor’s scheme of
policy, nor to renounce the fascinations of arbitrary authority, but to
strengthen his throne with the support of a religion which had astonished the
world by its power of resistance; and
to obtain that support absolutely and without a drawback he fixed the seat of
his government in the East, with a patriarch of his own creation.
Nobody warned him that by promoting the
Christian religion he was tying one of his hands, and surrendering the
prerogative of the Caesars. As the
acknowledged author of the liberty and superiority of the Church, he was
appealed to as the guardian of her unity.
He admitted the obligation; he
accepted the trust; and the divisions
that prevailed among the Christians supplied his successors with many
opportunities of extending that protectorate, and preventing any reduction of
the claims or of the resources of imperialism.
Constantine declared his own will equivalent
to a canon of the Church. According to
Justinian, the Roman people had formally transferred to the emperors the entire
plenitude of its authority, and, therefore, the emperor’s pleasure, expressed
by edict or by letter, had force of law.
Even in the fervent age of its conversion the empire employed its
refined civilization, the accumulated wisdom of ancient sages, the reasonableness
and sublety of Roman law, and the entire inheritance of the Jewish, the pagan,
and the Christian world, to make the Church serve as a gilded crutch of
absolutism. Neither an enlightened
philosophy, nor all the political wisdom of Rome, nor even the faith and virtue
of the Christians availed against the incorrigible tradition of antiquity. Something was wanted, beyond all the gifts
of reflection and experience-a faculty of self government and self control,
developed like its language in the fibre of a nation, and growing with its
growth. This vital element, which many
centuries of warfare, of anarchy, of oppression, had extinguished in the
countries that were still draped in the pomp of ancient civilization, was
deposited on the soil of Christendom by the fertilising stream of migration that
overthrew the empire of the West.
In the height of their power the Romans
became aware of a race of men that had not abdicated freedom in the hands of a
monarch; and the ablest writer of the
empire pointed to them with a vague and bitter feeling that, to the
institutions of these barbarians, not yet crushed by despotism, the future of
the world belonged. Their kings, when
they had kings, did not preside [at] their councils; they were sometimes elective;
they were sometimes deposed; and
they were bound by oath to act in obedience to the general wish. They enjoyed real authority only in
war. This primitive Republicanism,
which admits monarchy as an occasional incident, but holds fast to the
collective supremacy of all free men, of the constituent authority over all
constituted authorities, is the remote germ of parliamentary government. The action of the state was confined to
narrow limits; but, besides his
position as head of the state, the king was surrounded by a body of followers
attached to him by personal or political ties.
In these his immediate dependants, disobedience or resistance to orders
was no more tolerated than in a wife, a child, or a soldier; and a man was expected to murder his own
father, if his chieftain required it.
Thus these Teutonic communities admitted an independence of government
that threatened to dissolve society;
and a dependence on persons that was dangerous to freedom. It was a system very favourable to
corporations, but offering no security to individuals. The state was not likely to oppress its
subjects; and was not able to protect
them.
The first effect of the great Teutonic
migration into the regions civilized by Rome was to throw back Europe many
centuries, to a condition scarcely more advanced than that from which the
institutions of Solon had rescued Athens.
Whilst the Greeks preserved the literature, the arts, and the science of
antiquity, and all the sacred monuments of early Christianity with a
completeness of which the rended fragments that have come down to us give no
commensurate idea, and even the peasants of Bulgaria knew the New Testament by
heart, Western Europe lay under the grasp of masters the ablest of whom could
not write their names. The faculty of exact
reasoning, of accurate observation, became extinct for 500 years, and even the
sciences most needful to society, medicine and geometry, fell into decay, until
the teachers of the West went to school at the feet of Arabian masters. To bring order out of chaotic ruin, to rear
a new civilization and blend hostile and unequal races into a nation, the thing
wanted was not liberty but force. And
for centuries all progress is attached to the action of men like Clovis,
Charlemagne, and William the Norman, who were resolute and peremptory, and
prompt to be obeyed.
The spirit of immemorial paganism which had
saturated ancient society could not be exorcised except by the combined
influence of Church and State; and the
universal sense that their union was necessary created the Byzantine
despotism. The divines of the empire
who could not fancy Christianity flourishing beyond its borders, insisted that
the State is not in the Church, but the Church in the State. This doctrine had scarcely been uttered when
the rapid collapse of the Western empire opened a wider horizon; and Salvianus, a priest at Marseilles,
proclaimed that the social virtues, which were decaying amid the civilized
Romans, existed in greater purity and promise among the pagan invaders. They were converted with ease and
rapidity; and their conversion was
generally brought about by their kings.
Christianity, which in earlier times had
addressed itself to the masses, and relied on the principle of liberty, now
made its appeal to the rulers, and threw its mighty influence into the scale of
authority. The barbarians, who
possessed no books, no secular knowledge, no education, except in the schools
of the clergy, and who had scarcely acquired the rudiments of religious
instruction, turned with childlike attachment to men whose minds were stored
with the knowledge of Scripture, of Cicero, of St. Augustine; and in the
scanty world of their ideas, the Church was felt to be something infinitely
vaster, stronger, holier, than their newly founded states. The clergy supplied the means of conducting
the new governments, and were made exempt from taxation, from the jurisdiction
of the civil magistrate, and of the political administrator. They taught that power ought to be conferred
by election; and the Councils of Toledo
furnished the framework of the parliamentary system of Spain, which is, by a
long interval, the oldest in the world.
But the monarchy of the Goths in Spain, as well as that of the Saxons in
England, in both of which the nobles and the prelates surrounded the throne
with the semblance of free institutions, passed away; and the people that prospered and overshadowed the rest were the
Franks, who had no native nobility, whose law of succession to the Crown became
for 1,000 years the fixed object of an unchanging superstition, and under whom
the feudal system was developed to excess.
Feudalism made land the measure and the
master of all things. Having no other
source of wealth than the produce of the soil, men depended on the landlord for
the means of escaping starvation; and
thus his power became paramount over the liberty of the subject and the
authority of the state. Every baron,
said the French maxim, is sovereign in his own domain. The nations of the West lay between the
competing tyrannies of local magnates and of absolute monarchs, when a force
was brought upon the scene which proved for a time superior alike to the vassal
and his lord.
In the days of the Conquest, when the Normans
destroyed the liberties of England, the rude institutions which had come with
the Saxons, the Goths, and the Franks from the forests of Germany were
suffering decay, and the new element of popular government afterwards supplied
by the rise of towns and the formation of a middle class, was not yet
active. The only influence capable of
resisting the feudal hierarchy was the ecclesiastical hierarchy; and they came into collision when the
progress of feudalism threatened the independence of the Church, by subjecting
the prelates severally to that form of personal dependence on the Kings which
was peculiar to the Teutonic state.
To that conflict of four hundred years we owe
the rise of civil liberty. If the
Church had continued to buttress the thrones of the Kings whom it anointed, or
if the struggle had terminated speedily in an undivided victory, all Europe
would have sunk down under a Byzantine or Muscovite despotism. For the aim of both contending parties was
absolute authority. But although
liberty was not the end for which they strove, it was the means by which the
temporal and the spiritual power called the nations to their aid. The towns of Italy and Germany won their
franchises, France got her states general and England her parliament out of the
alternate phases of the contest; and as
long as it lasted it prevented the rise of Divine Right. A disposition existed to regard the crown as
an estate descending under the law of real property in the family that
possessed it. But the authority of
religion, and especially of the papacy, was thrown to the side that denied the
indefeasible title of kings. In France
what was afterwards called the Gallican theory maintained that the reigning
house was above the law, and that the sceptre was not to pass away from it as
long as there should be princes of the royal blood of St. Lewis.
But in other countries the oath of fidelity itself attested that it was
conditional, and should be kept only during good behaviour; and it was in conformity with the public law
to which all monarchs were held subject, that King John was declared a rebel
against the barons; and that the men
who raised Edward III to the throne from which they had deposed his father,
invoked the maxim Vox populi Vox Dei.
And this doctrine of the Divine Right of the
people to raise up and pull down princes, after obtaining the sanctions of
religion, was made to stand on broader grounds, and was strong enough to resist
both Church and King. In the struggle
between the house of Bruce and the house of Plantagenet for the possession of
Scotland and Ireland, the English claim was backed by the censures of
Rome. But the Irish and the Scots
refused it; and the address in which
the Scottish parliament informed the Pope of their resolution shows how firmly
the popular doctrine had taken root.
Speaking of Robert Bruce, they say:
“Divine Providence, the laws and customs of the country, which we will
defend till death, and the choice of the people, have made him our King. If he should ever betray his principles, and
consent that we should be subjects of the English king, then we shall treat him
as an enemy, as the subverter of our rights and his own, and shall elect
another in his place. We care not for
glory or for wealth, but for that liberty which no true man will give up but
with his life.” This estimate of royalty was natural among men accustomed to see
those whom they most respected in constant strife with their rulers. Gregory VII had begun the disparagement of
civil authorities, by saying that they are the work of the devil; and already in his time both parties were
driven to acknowledge the sovereignty of the people, and appealed to it as the
immediate source of power.
Two centuries later this political theory had
gained both in definiteness and force among the Guelphs, who were the Church
party, and among the Ghibellines, or Imperialists. Here are the sentiments of the most celebrated of all the
Guelphic writers:-”A King who is unfaithful to his duty forfeits his claim to
obedience. It is not rebellion to
depose him, for he is himself a rebel whom the nation has a right to put
down. But it is better to abridge his
power, that he may be unable to abuse it.
For this purpose, the whole nation ought to have a share in governing
itself; the constitution ought to
combine a limited and elective monarchy, with an aristocracy of merit, and such
an admixture of democracy as shall admit all classes to office, by popular
election. No government has a right to
levy taxes beyond the limit determined by the people. All political authority is derived from popular suffrage, and all
laws must be made by the people or their representatives. There is no security for us as long as we
depend on the will of another man.” This language, which contains the earliest
exposition of the Whig theory of the revolution, is taken from the works of
St. Thomas Aquinas, of whom Lord Bacon
says that he had the largest heart of the school divines. And it is worth while to observe that he
wrote at the very moment when Simon de Montfort summoned the Commons; and that the politics of the Neapolitan
friar are centuries in advance of the English statesman’s.
The ablest writer of the Ghibelline party was
Marsilius of Padua. “Laws,” he said,
“derive their authority from the nation, and are invalid without its
assent. As the whole is greater than
any part, it is wrong that any part should legislate for the whole; and as men are equal, it is wrong that one
should be bound by laws made by another.
But in obeying laws to which all men have agreed, all men, in reality,
govern themselves. The Monarch, who is
instituted by the legislature, to execute its will, ought to be armed with a
force sufficient to coerce individuals, but not sufficient to control the
majority of the people. He is
responsible to the nation, and subject to the law; and the nation that appoints him, and assigns him his duties, has
to see that he obeys the constitution, and has to dismiss him if he breaks
it. The rights of citizens are
independent of the faith they profess;
and no man may be punished for his religion.” This writer, who saw in
some respects farther than Locke or Montesquieu, who, in regard to the
sovereignty of the nation, representative government, the superiority of the
legislature over the executive, and the liberty of conscience, had so firm a
grasp of the principles that were to sway the modern world, lived in the reign
of Edward II, 550 years ago.
It is significant that these two writers
should agree on so many of the fundamental points which have been, ever since,
the topic of controversy; for they
belonged to hostile schools, and one of them would have thought the other
worthy of death. St. Thomas would have made the papacy control
all Christian governments. Marsilius
would have had the clergy submit to the law of the land; and would have put them under restrictions
both as to property and numbers. As the
great debate went on, many things gradually made themselves clear, and grew
into settled convictions. For these
were not only the thoughts of prophetic minds that surpassed the level of
contemporaries: there was some prospect
that they would master the practical world.
The ancient reign of the barons was seriously threatened. The opening of the East by the Crusades had
imparted a great stimulus to industry.
A stream set in from the country to the towns; and there was no room for the government of towns in the feudal
machinery. When men found a way of
earning a livelihood without depending for it on the good will of the class
that owned the land, the landowner lost much of his importance, and it began to
pass to the possessors of moveable wealth.
The townspeople not only made themselves free from the control of
prelates and barons, but endeavoured to obtain for their own class and interest
the command of the state.
The fourteenth century was filled with the
tumult of this struggle between democracy and chivalry. The Italian towns, foremost in intelligence
and civilization, led the way with democratic constitutions of an ideal and
generally impracticable type. The Swiss
cast off the yoke of Austria. Two long
chains of free cities arose, along the valley of the Rhine, and across the
heart of Ger-many. The citizens of
Paris got possession of the King, reformed the state, and began their
tremendous career of experiments to govern France. But the most healthy and vigorous growth of municipal liberties
was in Belgium, of all countries on the continent, that which has been, from
immemorial ages the most stubborn in its fidelity to the principle of self
government. So vast were the resources
concentrated in the Flemish towns, so wide spread was the movement of
democracy, that it was long doubtful whether the new interest would not
prevail, and whether the ascendency of the military aristocracy would not pass
over to the wealth and intelligence of the men that lived by trade. But Rienzi, Marcel, Artevelde, and the other
champions of the unripe democracy of those days, lived and died in vain. The upheaval of the middle class had
disclosed the need, the passions, the aspirations of the suffering poor below; ferocious insurrections in France and
England caused a reaction that retarded for centuries the readjustment of
power, and the red spectre of social revolution arose in the track of
democracy. The armed citizens of Ghent
were crushed by the French chivalry;
and monarchy alone reaped the fruit of the change that was going on in
the position of classes, and stirred the minds of men.
Looking back over the space of 1,000 years,
which we call the Middle Ages to get an estimate of the work they had done, if
not towards perfection in their institutions, at least towards attaining the
knowledge of political truth, this is what we find:-Representative government,
which was unknown to the ancients, was almost universal. The methods of election were crude; but the principle that no tax was lawful that
was not granted by the class that paid it;
that is, that taxation was inseparable from representation, was
recognized, not as the privilege of certain countries, but as the right of all. Not a prince in the world, said Philip de
Commines, can levy a penny without the consent of the people. Slavery was almost everywhere extinct; and absolute power was deemed more
intolerable and more criminal than slavery.
The right of insurrection was not only admitted but defined, as a duty
sanctified by religion. Even the
principles of the Habeas Corpus Act, and the method of the Income Tax, were
already known. The issue of ancient
politics was an absolute state planted on slavery. The political produce of the middle ages was a system of states
in which authority was restricted by the representation of powerful classes, by
privileged associations, and by the acknowledgment of duties superior to those
which are imposed by man.
As regards the realization in practice of
what was seen to be good, there was almost everything to do. But the great problems of principle had been
solved; and we come to the
question: How did the sixteenth century
husband the treasure which the Middle Ages had stored up? The most visible sign
of the times was the decline of the religious influence that had reigned so
long. Sixty years passed after the
invention of printing, and 30,000 books had issued from European presses,
before anybody undertook to print the Greek Testament. In the days when every state made the unity
of faith its first care, it came to be thought that the rights of men, and the
duties of neighbours and of rulers towards them varied according to their
religion; and society did not
acknowledge the same obligations to a Turk or a Jew, a pagan or a heretic, or a
devil worshipper, as to an orthodox Christian.
As the ascendency of religion grew weaker, this privilege of treating
its enemies on exceptional principles was claimed by the state for its own
benefit; and the idea that the ends of
government justify the means employed, was worked into system by
Machiavelli. He was an acute
politician, sincerely anxious that the obstacles to the intelligent government
of Italy should be swept away. It
appeared to him that the most vexatious obstacle to intellect is conscience, and
that the vigorous use of statecraft necessary for the success of difficult
schemes would never be made if governments allowed themselves to be hampered by
the precepts of the copy-book.
His audacious doctrine was avowed in the
succeeding age, by men whose personal character otherwise stood high. They saw that in critical times good men
have seldom strength for their goodness, and yield to those who have grasped
the meaning of the maxim that you cannot make an omelette if you are afraid to
break the eggs. They saw that public
morality differs from private, because no government can turn the other cheek,
or can admit that mercy is better than justice. And they could not define the difference, or draw the limits of
exception; or tell what other standard for
a nation’s acts there is than the judgment which heaven pronounces in this
world by success.
Machiavelli’s teaching would hardly have
stood the test of parliamentary government, for public discussion demands at
least the profession of good faith. But
it gave an immense impulse to absolutism by silencing the consciences of very
religious kings, and made the good and the bad very much alike. Charles V offered 5,000 crowns for the
murder of an enemy. Ferdinand I and
Ferdinand II, Henry III and Lewis XIII, each caused his most powerful subject
to be treacherously despatched.
Elizabeth and Mary Stuart tried to do the same to each other. The way was paved for absolute monarchy to
triumph over the spirit and institutions of a better age, not by isolated acts
of wickedness, but by a studied philosophy of crime, and so thorough a
perversion of the moral sense that the like of it had not been since the Stoics
reformed the morality of paganism.
The clergy who had in so many ways served the
cause of freedom during the prolonged strife against feudalism and slavery,
were associated now with the interest of royalty. Attempts had been made to reform the Church on the Constitutional
model, they had failed; but they had
united the hierarchy and the crown against the system of divided power as
against a common enemy. Strong kings
were able to bring the spirituality under subjection in France and Spain, in
Sicily and in England. The absolute
monarchy of France was built up in the two following centuries by twelve political
cardinals. The Kings of Spain obtained
the same effect almost at a single stroke, by reviving and appropriating to
their own use the tribunal of the Inquisition, which had been growing obsolete,
but now served to arm them with terrors which effectually made them
despotic. One generation beheld the
change all over Europe, from the anarchy of the days of the Roses to the
passionate submission, the gratified acquiescence in tyranny that marks the
reign of Henry VIII and the kings of his time.
The tide was running fast when the
Reformation began at Wittenberg, and it was to be expected that Luther’s
influence would stem the flood of absolutism.
For he was confronted everywhere by the compact alliance of the Church
with the State; and great part of his
country was governed by hostile potentates who were prelates of the court of
Rome. He had, indeed, more to fear from
temporal than from spiritual foes. The
leading German bishops wished that the Protestant demands should be
conceded; and the Pope himself vainly
urged on the Emperor a conciliatory policy.
But Charles V had outlawed Luther, and attempted to waylay him; and the dukes of Bavaria were active in
beheading and burning his disciples;
whilst the democracy of the towns generally took his side. But the dread of revolution was the deepest
of his political sentiments; and the
gloss by which the Guelphic divines had got over the passive obedience of the
apostolic age, was characteristic of that mediaeval method of interpretation
which he rejected. He swerved for a
moment in his later years; but the
substance of his political teaching was eminently conservative; the Lutheran states became the stronghold of
rigid immobility; and Lutheran writers
constantly condemned the democratic literature that arose in the second age of
the Reformation. For the Swiss
Reformers were bolder than the Germans in mixing up their cause with
politics. Zurich and Geneva were
republics, and the spirit of their governments influenced both Zwingli and
Calvin.
Zwingli indeed did not shrink from the
mediaeval doctrine that evil magistrates must be cashiered; but he was killed too early to act either
deeply or permanently on the political character of Protestantism. Calvin, although a republican, judged that
the people are unfit to govern themselves, and declared the popular assembly an
abuse that ought to be abolished. He
desired an aristocracy of the elect, armed with the means of punishing not only
crime but vice and error. For he
thought that the severity of the mediaeval laws was insufficient for the need
of the times; and he favoured the most
irresistible weapon which the inquisitorial procedure put into the hand of the
government, the right of subjecting prisoners to intolerable torture, not
because they were guilty, but because their guilt could not be proved. His teaching, though not calculated to
promote popular institutions, was so adverse to the authority of the
surrounding monarchs, that he softened down the expression of his political
views in the French edition of his Institutes.
The direct political influence of the
Reformation effected less than has been supposed. Most states were strong enough to control it. Some, by intense exertion, shut out the pouring
flood. Others, with consummate skill,
diverted it to their own uses. The
Polish government alone at that time, left it to its course. Scotland was the only kingdom in which the
Reformation triumphed over the resistance of the state; and Ireland was the only instance where it
failed, in spite of government support.
But in almost every other case, both the princes that spread their
canvas to the gale, and those that faced it, employed the zeal, the alarm, the
passions it aroused as instruments for the increase of power. Nations eagerly invested their rulers with
every prerogative needed to preserve their faith, and all the care to keep
Church and State asunder, and to prevent the confusion of their powers, which
had been the work of ages, was renounced in the intensity of the crisis. Atrocious deeds were done, in which
religious passion was often the instrument, but policy was the motive.
Fanaticism displays itself in the
masses; but the masses were rarely
fanaticised; and the crimes ascribed to
it were commonly due to the calculations of dispassionate politicians. When the King of France undertook to kill
all the Protestants, he was obliged to do it by his own agents. It was nowhere the spontaneous act of the
population; and in many towns, and in
entire provinces, the magistrates refused to obey. The motive of the court was so far from mere fanaticism that the
Queen immediately challenged Elizabeth to do the like to the English
Catholics. Francis I and Henry II sent
nearly a hundred Huguenots to the stake;
but they were cordial and assiduous promoters of the Protestant religion
in Germany. Sir Nicholas Bacon was one
of the ministers who suppressed the mass in England. Yet when the Huguenot refugees came over he liked them so little
that he reminded Parliament of the summary way in which Henry V at Agincourt
dealt with the Frenchmen who fell into his hands. John Knox thought that every Catholic in Scotland ought to be put
to death; and no man ever had disciples
of a sterner or more relentless temper.
But his counsel was not followed.
All through the religious conflict, policy
kept the upper hand. When the last of
the Reformers died, religion, instead of emancipating the nations, had become
an excuse for the criminal art of despots.
Calvin preached, and Bellarmine lectured; but Machiavelli reigned.
Before the close of the century three events occurred which mark the
beginning of a momentous change. The
massacre of St. Bartholomew convinced
the bulk of Calvinists of the lawfulness of rebellion against tyrants, and they
became advocates of that doctrine in which the Bishop of Winchester had led the
way, and which Knox and Buchanan had received, through their master at Paris,
straight from the mediaeval schools.
Adopted out of aversion to the King of France, it was soon put in
practice against the King of Spain. The
revolted Netherlands, by a solemn act, deposed Philip II, and made themselves
independent under the Prince of Orange, who had been, and continued to be
styled, his Lieutenant. Their example
was important, not only because subjects of one religion deposed a monarch of
another, for that had been seen in Scotland, but because moreover it put a
republic in the place of a monarchy, and forced the public law of Europe to
recognise the accomplished revolution.
At the same time, the French Catholics, rising against Henry III, who
was the most contemptible of tyrants, and against his heir, Henry of Navarre,
who, as a Protestant, repelled the majority of the nation, fought for the same
principles with sword and pen.
Many shelves might be filled with the books
which came out in their defence during half a century; and they include the most comprehensive
treatises on laws ever written. Nearly
all are vitiated by the defect which disfigured political literature in the
Middle Ages. That literature, as I have
tried to show, is extremely remarkable, and its services in aiding human
progress are very great. But from the
death of St. Bernard until the
appearance of Sir Thomas More’s “Utopia,” there was hardly a writer who did not
make his politics subservient to the interest of either Pope or King. And those who came after the Reformation
were always thinking of laws as they might affect Catholics or
Protestants. Knox thundered against
what he called the “Monstrous Regiment
of Women,” because the
Queen went to Mass; and Mariana praised
the assassin of Henry III because the king was in league with Huguenots. For the belief that it is right to murder
tyrants, first taught among Christians, I believe, by John of Salisbury, the
most distinguished English writer of the twelfth century, and confirmed by
Roger Bacon, the most celebrated Englishman of the thirteenth, had acquired
about this time a fatal significance.
Nobody sincerely thought of politics as a law for the just and the
unjust, or tried to find out a set of principles that should hold good alike
under all changes of religion. Hooker’s
“Ecclesiastical Polity” stands
almost alone among the works I am speaking of, and is still read with
admiration by every thoughtful man, as the earliest and one of the finest prose
classics in our language. But though
few of the others have survived, they contributed to hand down masculine
notions of limited authority and conditional obedience from the epoch of theory
to generations of free men. Even the coarse
violence of Buchanan and Boucher was a link in the chain of tradition that
connects the Hildebrandine controversy with the Long Parliament, and St. Thomas with Edmund Burke.
That men should understand that governments
do not exist by divine right, and that arbitrary government is the violation of
divine right, was no doubt the medicine suited to the malady under which Europe
languished. But although the knowledge
of this truth might become an element of salutary destruction, it could give
little aid to progress and reform.
Resistance to tyranny implied no faculty of constructing a legal
government in its place. Tyburn tree
may be a useful thing; but it is better
still that the offender should live for repentance and reformation. The principles which discriminate in
politics between good and evil, and make states worthy to last, were not yet
found.
The French philosopher Charron was one of the
men least demoralised by party spirit, and least blinded by zeal for a
cause. In a passage almost literally
taken from St. Thomas, he describes our
subordination under the law of nature, to which all legislation must
conform; and he ascertains it not by
the light of revealed religion, but by the voice of universal reason, through
which God enlightens the consciences of men.
Upon this foundation Grotius drew the lines of real political
science. In gathering the materials of
International law, he had to go beyond national treaties and denominational
interests, for a principle embracing all mankind. The principles of law must stand, he said, even if we suppose
that there is no God. By these
inaccurate terms he meant that they must be found independently of
Revelation. From that time it became
possible to make politics a matter of principle and of conscience, so that men
and nations differing in all other things could live in peace together, under
the sanctions of a common law. Grotius
himself used his discovery to little purpose, as he deprived it of immediate
effect by admitting that the right to reign may be enjoyed as a freehold,
subject to no conditions.
When Cumberland and Pufendorf unfolded the
true significance of his doctrine, every settled authority, every triumphant
interest recoiled aghast. None were
willing to surrender advantages won by force or skill, because they might be in
contradiction, not with the Ten Commandments, but with an unknown code, which
Grotius himself had not attempted to draw up, and touching which no two
philosophers agreed. It was manifest
that all persons who had learned that political science is an affair of
conscience rather than of might or expediency, must regard their adversaries as
men without principle, that the controversy between them would perpetually
involve morality, and could not be governed by the plea of good intentions
which softens down the asperities of religious strife. Nearly all the greatest men of the
seventeenth century repudiated the innovation.
In the eighteenth, the two ideas of Grotius, that there are certain
political truths by which every state and every interest must stand or fall,
and that society is knit together by a series of real and hypothetical
contracts, became, in other hands, the lever that displaced the world. When, by what seemed the operation of an
irresistible and constant law, royalty had prevailed over all enemies and all
competitors, it became a religion. Its
ancient rivals, the baron and the prelate, figured as supporters by its
side. Year after year, the assemblies
that represented the self government of provinces and of privileged classes,
all over the Continent, met for the last time and passed away, to the
satisfaction of the people, who had learned to venerate the throne as the
constructor of their unity, the promoter of prosperity and power, the defender
of orthodoxy and the employer of talent.
The Bourbons, who had snatched the crown from
a rebellious democracy, the Stuarts, who had come in as usurpers, set up the
doctrine that states are formed by the valour, the policy and the appropriate
marriages of the royal family; that the
king is consequently anterior to the people, that he is its maker rather than
its handiwork, and reigns independently of consent. Theology followed up divine right with passive obedience. In the golden age of religious science,
Archbishop Ussher, the most learned of Anglican prelates, and Bossuet, the
ablest of the French, declared that resistance to kings is a crime, and that
they may lawfully employ compulsion against the faith of their subjects. The philosophers heartily supported the divines. Bacon fixed his hopes of all human progress
on the strong hand of kings. Descartes
advised them to crush all those who might be able to resist their power. Hobbes taught that authority is always in
the right. Pascal considered it absurd
to reform laws, or to set up an ideal justice against actual force. Even Spinoza, who was a republican and a
Jew, assigned to the state the absolute control of religion.
Monarchy exerted a charm over the
imagination, so unlike the unceremonious spirit of the Middle Ages that, on
learning the execution of Charles I, men died of the shock; and the same thing occurred at the death of
Lewis XVI and of the Duke of Enghien.
The classic land of absolute monarchy was France. Richelieu held that it would be impossible
to keep the people down if they were suffered to be well off. The Chancellor affirmed that France could
not be governed without the right of arbitrary arrest and exile; and that in case of danger to the state it
may be well that 100 innocent men should perish. The Minister of Finance called it sedition to demand that the
crown should keep faith. One who lived
on intimate terms with Lewis XIV says that even the slightest disobedience to
the royal will is a crime to be punished with death. Lewis employed these precepts to their fullest extent. He candidly avows that kings are no more
bound by the terms of a treaty than by the words of a compliment; and that there is nothing in the possession
of their subjects which they may not lawfully take from them. In obedience to this principle, when Marshal
Vauban, appalled by the misery of the people, proposed that all existing
imposts should be repealed, for a single tax, that would be less onerous, the
King took his advice, but retained all the old taxes, whilst he imposed the
new. With half the present population,
he maintained an army of 450,000 men;
nearly twice as large as that which the late Emperor Napoleon assembled
to attack Germany. Meanwhile the people
starved on grass. France, said Fénelon,
is one enormous hospital. French
historians believe that in a single generation six millions of people died of
want. It would be easy to find tyrants
more violent, more malignant, more odious than Lewis XIV; but there was not one who ever used his
power to inflict greater suffering or greater wrong; and the admiration with which he inspired the most illustrious
men of his time denotes the lowest depth to which the turpitude of absolutism
has ever degraded the conscience of Europe.
The Republics of that day were, for the most
part, so governed as to reconcile men with the less opprobrious vices of
Monarchy. Poland was a state made up of
centrifugal forces. What the nobles
called liberty was the right of each of them to veto the acts of the Diet, and
to persecute the peasants on his estates-rights which they refused to surrender
up to the time of the partition, and thus verified the warning of a preacher
spoken long ago: “You will perish, not
by invasion or war, but by your infernal liberties.” Venice suffered from the
opposite evil of excessive concentration.
It was the most sagacious of governments, and would rarely have made
mistakes if it had not imputed to others motives as wise as its own, and had
taken account of passions and follies of which it had little cognizance. But the supreme power of the nobility had
passed to a committee, from the committee to a Council of Ten, from the Ten to
three Inquisitors of State; and in this
intensely centralized form it became, about the year 1600, a frightful despotism. I have shown you how Machiavelli supplied
the immoral theory needful for the consummation of royal absolutism; the absolute oligarchy of Venice required
the same assurance against the revolt of conscience. It was provided by a writer as able as Machiavelli, who analyzed
the wants and resources of aristocracy, and made known that its best security
is poison. As late as a century ago,
Venetian senators of honourable and even religious lives employed assassins for
the public good with no more compunction than Philip II or Charles IX.
The Swiss Cantons, especially Geneva,
profoundly influenced opinion in the days preceding the French Revolution, but
they had had no part in the earlier movement to inaugurate the reign of
law. That honour belongs to the Netherlands
alone among the Commonwealths. They
earned it, not by their form of government which was defective and precarious,
for the Orange party perpetually plotted against it, and slew the two most
eminent of the Republican statesmen, and William III himself intrigued for
English aid to set the crown upon his head;
but by the freedom of the press, which made Holland the vantage ground
from which, in the darkest hour of oppression, the victims of the oppressors obtained
the ear of Europe.
The ordinance of Lewis XIV that every French
Protestant should immediately renounce his religion went out in the year in
which James II became king. The
Protestant refugees did what their ancestors had done a century before. They asserted the deposing power of subjects
over rulers who had broken the original contract between them; and all the powers, excepting France,
countenanced their argument, and sent forth William of Orange on that
expedition which was the faint dawn of a brighter day.
It is to this unexampled combination of
things on the Continent, more than to her own energy, that England owes her
deliverance. The efforts made by the
Scots, by the Irish, and at last by the Long Parliament to get rid of the
misrule of the Stuarts had been foiled, not by the resistance of Monarchy, but
by the helplessness of the Republic.
State and Church were swept away;
new institutions were raised up under the ablest ruler that had ever
sprung from a revolution; and England,
seething with the toil of political thought, had produced at least two writers
who in many directions saw as far and as clearly as we do now. But Cromwell’s constitution was rolled up
like a scroll; Harrington and Lilburne
were laughed at for a time and forgotten, the country confessed the failure of
its striving, disavowed its aims, and flung itself with enthusiasm, and without
any effective stipulations, at the feet of a worthless king.
If the people of England had accomplished no
more than this, to relieve mankind from the pervading pressure of unlimited
monarchy, they would have done more harm than good. By the fanatical treachery with which, violating the parliament
and the law, they contrived the death of King Charles, by the ribaldry of the
Latin pamphlet with which Milton justified the act before the world, by
persuading Europe that the Republicans were hostile alike to liberty and to
authority, and did not believe in themselves, they gave strength and reason to
the current of Royalism which at the Restoration, overwhelmed their work. If there had been nothing to make up for
this defect of certainty and of constancy in politics England would have gone
the way of other nations.
At that time there was some truth in the old
joke which describes the English dislike of speculation by saying that all our
philosophy consists of a short catechism in two questions: “What is mind? No matter.-What is matter?
Never mind.” The only accepted appeal was to tradition. Patriots were in the habit of saying that
they took their stand upon the ancient ways, and would not have the laws of
England changed. To enforce their
argument they invented a story that the constitution had come from Troy, and
that the Romans had allowed it to subsist untouched. Such fables did not avail against Strafford; and the oracle of precedent sometimes gave
responses adverse to the popular cause.
In the sovereign question of Religion this was decisive; for the practice of the sixteenth century,
as well as of the fifteenth, testified in favour of intolerance. By royal command, the nation had passed four
times in one generation from one faith to another, with a facility that made a
fatal impression on Laud. In a country
that had proscribed every religion in turn, and had submitted to such a variety
of penal measures against Lollard and Arian, against Augsburg and Rome, it
seemed there could be no danger in cropping the ears of a Puritan.
But an age of stronger conviction had
arrived; and men resolved to abandon
the ancient ways that led to the scaffold and the rack, and to make the wisdom
of their ancestors and the statutes of the land bow before an unwritten
law. Religious liberty had been the
dream of great Christian writers in the age of Constantine and Valentinian, a
dream never wholly realised in the empire, and rudely dispelled when the
barbarians found that it exceeded the resources of their art to govern
civilized populations of another religion, and unity of worship was imposed by
laws of blood and by theories more cruel than the laws. But from St. Athanasius and St.
Ambrose down to Erasmus and More, each age heard the protest of earnest
men in behalf of the liberty of conscience, and the peaceful days before the
Reformation were full of promise that it would prevail.
In the commotion that followed, men were glad
to get tolerated themselves by way of privilege and compromise, and willingly
renounced the wider application of the principle. Socinus was the first who, on the ground that Church and State
ought to be separated, required universal toleration. But Socinus disarmed his own theory, for he was a strict advocate
of passive obedience.
The idea that religious liberty is the
generating principle of civil, and that civil liberty is the necessary
condition of religious, was a discovery reserved for the seventeenth
century. Many years before the names of
Milton and Taylor, of Baxter and Locke were made illustrious by their partial
condemnation of intolerance, there were men among the Independent congregations
who grasped with vigour and sincerity the principle that it is only by
abridging the authority of states that the liberty of churches can be
assured. That great political idea,
sanctifying freedom and consecrating it to God, teaching men to treasure the
liberties of others as their own, and to defend them for the love of justice
and charity, more than as a claim of right, has been the soul of what is great
and good in the progress of the last two hundred years. The cause of religion, even under the
unregenerate influence of worldly passion, had as much to do as any clear notions
of policy in making this country the foremost of the free. It had been the deepest current in the
movement of 1641, and it remained the strongest motive that survived the
reaction of 1660.
The greatest writers of the Whig party, Burke
and Macaulay, constantly represented the statesmen of the Revolution as the
legitimate ancestors of modern liberty.
It is humiliating to trace a political lineage to Algernon Sidney, who
was the paid agent of the French king;
to Lord Russell, who opposed religious toleration at least as much as
absolute monarchy; to Shaftesbury, who
dipped his hands in the innocent blood shed by the perjury of Titus Oates; to Halifax, who insisted that the plot must
be supported even if untrue; to
Marlborough, who sent his comrades to perish on an expedition which he had
betrayed to the French; to Locke, whose
notion of liberty involves nothing more spiritual than the security of
property, and is consistent with slavery and persecution; or even to Addison, who conceived that the right
of voting taxes belonged to no country but his own. Defoe affirms that from the time of Charles II to that of George
I he never knew a politician who truly held the faith of either party; and the perversity of the statesmen who led
the assault against the later Stuarts, threw back the cause of progress for a
century.
When the purport of the secret treaty became
suspected, by which Lewis XIV pledged himself to support Charles II with an
army for the destruction of parliament, if Charles would overthrow the Anglican
Church, it was found necessary to make concession to the popular alarm. It was proposed that whenever James should
succeed, great part of the royal prerogative and patronage should be
transferred to parliament. At the same
time, the disabilities of Nonconformists and Catholics would have been
removed. If the Limitation Bill, which
Halifax supported with signal ability, had passed, the Monarchical constitution
would have advanced, in the seventeenth century, farther than it was destined
to do until the second quarter of the nineteenth. But the enemies of James, guided by the Prince of Orange,
preferred a Protestant king who should be nearly absolute, to a constitutional
king who should be a Catholic. The
scheme failed. James succeeded to a
power which, in more cautious hands, would have been practically
uncontrolled; and the storm that cast
him down gathered beyond the sea.
By arresting the preponderance of France, the
Revolution of 1688 struck the first real blow at Continental despotism. At home it relieved Dissent, purified
justice, developed the national energies and resources, and ultimately, by the
Act of Settlement, placed the crown in the gift of the people. But it neither introduced nor determined any
important principle, and, that both parties might be able to work together, it
left untouched the fundamental question between Whig and Tory. For the divine right of kings it
established, in the words of Defoe, the divine right of freeholders; and their domination extended for seventy
years, under the authority of John Locke, the philosopher of government by the
gentry. Even Hume did not enlarge the
bounds of his ideas; and his narrow
materialistic belief in the connection between liberty and property captivated
even the bolder mind of Fox.
By his idea that the powers of government
ought to be divided according to their nature, and not according to the
division of classes, which Montesquieu took up and developed with consummate
talent, Locke is the originator of the long reign of English institutions in
foreign lands. And his doctrine of
resistance, or, as he finally termed it, the appeal to heaven, ruled the
judgment of Chatham at a moment of solemn transition in the history of the
world. Our parliamentary system,
managed by the great revolution families, was a contrivance by which electors
were compelled, and legislators were induced, to vote against their
convictions; and the intimidation of
the constituencies was rewarded by the corruption of their
representatives. About the year 1770
things had been brought back, by indirect ways, nearly to the condition which
the Revolution had been designed to remedy for ever. Europe seemed incapable of becoming the home of free states. It was from America that the plain ideas
that men ought to mind their own business, and that the nation is responsible
to heaven for the acts of the state, ideas long locked in the breast of
solitary thinkers, and hidden away in Latin folios, burst forth like a
conqueror upon the world they were destined to transform, under the title of
the Rights of Man. Whether the British
legislature had a constitutional right to tax a subject colony was hard to say,
by the letter of the law. The general
presumption was immense on the side of authority; and the world believed that the will of the constituted ruler
ought to be supreme, and not the will of the subject people. Very few bold writers went as far as to say
that lawful power may be resisted in cases of extreme necessity. But the colonizers of America, who had gone
forth not in search of gain, but to escape from laws under which other
Englishmen were content to live, were so sensitive even to appearances that the
Blue Laws of Connecticut forbade men to walk to church within ten feet of their
wives. And the proposed tax, of only
£12,000 a year, might have been easily borne.
But the reasons why Edward I and his Council were not allowed to tax
England, were reasons why George III and his Parliament should not tax America. The dispute involved a principle, namely,
the right of controlling government.
Furthermore, it involved the conclusion that the parliament brought
together by a derisive election, had no just right over the unrepresented
nation; and it called on the people of
England to take back its power. Our
best statesmen saw that whatever might be the law, the rights of the nation
were at stake. Chatham, in speeches
better remembered than any that have been delivered in parliament, exhorted
America to be firm. Lord Camden, the
late Chancellor, said: “Taxation and
representation are inseparably united.
God hath joined them. No British
parliament can separate them.”
From the elements of that crisis Burke built
up the noblest political philosophy in the world. “I do not know the method,” said he, “of drawing up an indictment
against a whole people.-The natural rights of mankind are indeed sacred things,
and if any public measure is proved mischievously to affect them, the objection
ought to be fatal to that measure, even if no charter at all could be set up
against it.-Only a sovereign reason, paramount to all forms of legislation and
administration, should dictate.” In this way, just a hundred years ago, the
opportune reticence, the politic hesitancy of European statesmanship, was at
last broken down; and the principle
gained ground, that a nation can never abandon its fate to an authority it
cannot control. The Americans placed it
at the foundation of their new government.
They did more: for having
subjected all civil authorities to the popular will, they surrounded the
popular will with restrictions that the British legislature would not endure.
During the revolution in France the example
of England which had been held up so long, could not for a moment compete with
the influence of a country whose institutions were so wisely framed to protect
freedom even against the perils of democracy.
When Louis Philippe became King, he assured the old Republican,
Lafayette, that what he had seen in the United States had convinced him that no
government can be so good as a Republic.
There was a time in the presidency of Monroe, about 55 years ago, which
men still speak of as the era of good feeling, when most of the incongruities
that had come down from the Stuarts had been reformed, and the motives of later
divisions were yet inactive. The causes
of old world trouble, popular ignorance, pauperism, the glaring contrast
between rich and poor, religious strife, public debts, standing armies and war,
were almost unknown. No other age or
country had solved so successfully the problems that attend the growth of free
societies, and time was to bring no further progress.
But I have reached the end of my time, and
have hardly come to the beginning of my task.
In the ages of which I have spoken, the history of freedom was the
history of the thing that was not. But
since the Declaration of Independence, or, to speak more justly, since the
Spaniards, deprived of their king, made a new government for themselves, the
only known forms of Liberty, Republics and Constitutional Monarchy, have made
their way over the world. It would have
been interesting to trace the reaction of America on the Monarchies that
achieved its independence; to see how the
sudden rise of political economy suggested the idea of applying the methods of
science to the art of government; how
Lewis XVI, after confessing that despotism was useless, even to make men happy
by compulsion, appealed to the nation to do what was beyond his skill, and
thereby resigned his sceptre to the middle class, and the intelligent men of
France, shuddering at the awful recollections of their own experience,
struggled to shut out the past, that they might deliver their children from the
prince of this world, and rescue the living from the clutch of the dead; until the finest opportunity ever given to
the world was thrown away, because the passion for equality made vain the hope
of freedom.
And I should have wished to show you that the
same deliberate rejection of the moral code which smoothed the paths of
absolute monarchy and of oligarchy, signalised the advent of the democratic
claim to unlimited power, that one of its leading champions avowed the design
of corrupting the moral sense of men, in order to destroy the influence of
religion, and a famous apostle of enlightenment and toleration, wished that the
last king might be strangled with the entrails of the last priest. I would have tried to explain the connection
between the doctrine of Adam Smith, that labour is the original source of all
wealth and the conclusion that the producers of wealth virtually compose the
nation, by which Sieyes subverted historic France; and to show that Rousseau’s definition of the social compact as a
voluntary association of equal partners conducted Marat, by short and
unavoidable stages, to declare that the poorer classes were absolved, by the
law of self-preservation from the conditions of a contract which awarded to
them misery and death; that they were
at war with society, and had a right to all they could get by exterminating the
rich; and that their inflexible theory
of equality, the chief legacy of the Revolution, together with the avowed
inadequacy of economic science to grapple with the problems of the Poor revived
the idea of renovating society on the principle of self-sacrifice, which had
been the generous aspiration of the Essenes and the early Christians, of
Fathers, and Canonists, and Friars, of Erasmus the most celebrated precursor of
the Reformation, of Sir Thomas More, its most illustrious victim, and of
Fenelon, the most popular of bishops, but which, during the forty years of its
revival has been associated with envy and hatred, and bloodshed, and is now the
most dangerous enemy lurking in our path.
Last, and most of all, having told so much of
the unwisdom of our ancestors, having exposed the sterility of the convulsion
that burned what they adored, and made the sins of the Republic mount up as
high as those of the monarchy, having shown that Legitimacy, which repudiated
the Revolution, and Imperialism, which crowned it, were but disguises of the
same clement of violence and wrong, I should have wished, in order that my
address might not break off without a meaning or a moral, to relate by whom,
and in what connection the true law of the formation of free states was recognised,
and how that discovery, closely akin to those which, under the names of
development, evolution, and continuity have given a new and deeper method to
other sciences, solved the ancient problem between stability and change, and
determined the authority of tradition on the progress of thought; how that theory, which Sir James Mackintosh
expressed by saying that Constitutions are not made, but grow, the theory that
custom and the national qualities of the governed, and not the will of the
government, are the makers of the law, and therefore that the nation, which is
the source of its own organic institutions should be charged with the perpetual
custody of their integrity, and with the duty of bringing the form into harmony
with the spirit, was made, by the singular co-operation of the purest
Conservative intellect with red-handed revolution, of Niebuhr with Mazzini, to
yield the idea of Nationality, which, far more than the idea of Liberality, has
governed the movement of the present age.
I do not like to conclude without inviting
attention to the impressive fact that so much of the hard fighting, the
thinking, the enduring that has contributed to the deliverance of man from the
power of man, has been the work of our countrymen, and of their descendants in
other lands. We have had to contend, as
much as any people, against monarchs of strong will and of resources secured by
their foreign possession, against men of rare capacity, against whole dynasties
of born tyrants. And yet that proud
prerogative stands out on the background of our history. Within a generation of the Conquest, the
Normans were compelled to recognise, in some grudging measure, the claims of
the English people. When the struggle
between Church and State extended to England, our Churchmen learned to
associate themselves with the popular cause;
and, with few exceptions, neither the hierarchical spirit of the foreign
divines, nor the monarchical bias peculiar to the French, characterized the
writers of the English school. The
Civil Law, transmitted from the degenerate Empire to be the common prop of
absolute power, was excluded from England.
The Canon Law was restrained;
and this country never admitted the Inquisition, nor fully accepted the
use of torture, which invested Continental royalty with so many terrors. At the end of the Middle Ages foreign
writers acknowledged our superiority, and pointed to these causes. After that, our gentry maintained the means
of local self government such as no other country possessed. Divisions in religion forced
toleration. The confusion of the common
law taught the people that their best safeguard was the independence and the
integrity of the judges.
All these explanations lie on the surface,
and are as visible as the protecting ocean;
but they can only be successive effects of a constant cause which must
lie in the same native qualities of perseverance, moderation, individuality,
and the manly sense of duty, which give to the English race its supremacy in
the stern art of labour, which has enabled it to thrive as no other can on
inhospitable shores, and which, although no great people has less of the
bloodthirsty craving for glory, and an army of 50,000 English soldiers has
never been seen in battle, caused Napoleon to exclaim, as he rode away from Waterloo: “It has always been the same since Crecy.”
Therefore, if there is reason for pride in
the past, there is more for hope in the time to come. Our advantages increase, while other nations fear their
neighbours, or covet their neighbours’ goods.
Anomalies and defects there are, fewer and less intolerable, if not less
flagrant than of old.
But I have fixed my eyes on the spaces that
heaven’s light illuminates, that I may not lay too heavy a strain on the
indulgence with which you have accompanied me over the dreary and heartbreaking
course by which men have passed to freedom;
and because the light that has guided us is still unquenched, and the
causes that have carried us so far in the van of free nations have not spent
their power; because the story of the
future is written in the past, and that which hath been is the same thing that
shall be.